The Law Of Securities Regulation (Hornbook)

Brand: West Academic Publishing
SKU: DADAX0314187979
ISBN : 9780314187970
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The Law of Securities Regulation (Hornbook)

Revised to reflect the SEC’s offering reform and recent Supreme Court developments, this Hornbook now is totally up to date. It is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of “security,” registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers.

Specifications of The Law of Securities Regulation (Hornbook)

GENERAL
AuthorThomas Hazen
BindingHardcover
LanguageEnglish
Edition6
ISBN-100314187979
ISBN-139780314187970
PublisherWest Academic Publishing
Number Of Pages900
Publication Date2009-06-30
DIMENSIONS
Height10.25 inch.
Length1.5 inch.
Width7.75 inch.
Weight3.4 pounds.

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