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This new book presents a detailed and indepth study of the enforcement regime administered by the Financial Services Authority. An invaluable guide for litigators advising those affected by the regime, as well for those who hold a position of responsibility within investment firms who need to understand the purpose, of the detailed and complex regulatory requirements to which firms are subject. It also assist those setting out to obtain authorised status as investment firms by providing a guide to the processes.
⚠️ WARNING (California Proposition 65):
This product may contain chemicals known to the State of California to cause cancer,
birth defects, or other reproductive harm.
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⚠️ California Proposition 65 Warning: Some products sold on this website may expose you to chemicals known to the State of California to cause cancer, birth defects, or other reproductive harm. For more information, visit www.P65Warnings.ca.gov.