Title
Series 24 Exam Secrets Study Guide: Series 24 Test Review for the General Securities Principal Exam,New
Delivery time: 8-12 business days (International)
***Includes Practice Test Questions*** Get the test prep help you need to be successful on the Series 24 test. The Series 24 Exam is extremely challenging and thorough test preparation is essential for success. Series 24 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 24 Exam. Not only does it provide a comprehensive guide to the Series 24 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer. Series 24 Exam Secrets Study Guide includes: A thorough overview of the Series 24 Exam A guide to supervision of registration of the brokerdealer and personnel management activities An examination of supervision of general brokerdealer activities An indepth look at supervision of retail and institutional customerrelated activities A breakdown of supervision of trading and market making activities An analysis of supervision of investment banking and research Comprehensive practice questions with detailed answer explanations It's filled with the critical information you'll need in order to do well on the test: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for the exam. The Supervision of Registration of the BrokerDealer and Personnel Management Activities section covers: Article 4 of FINRA bylaws NASD rule 1010 NASD rule 1032 The Supervision of General BrokerDealer Activities section covers: NASD rule 3010section 15 of the SEA NASD rule 2830 Investment company act of 1940 SEC rule 17a5 Regulation T Insider trading and securities fraud enforcement act of 1988 The Supervision of Retail and Institutional CustomerRelated Activities section covers: FINRA rule 2210 FINRA rule 4210 Customer information documentation and supplementary documentation The Supervision of Trading and Market Making Activities section covers: SIPC 100 series FINRA rule 11860 FINRA TRACE rules Regulation NMS The Supervision of Investment Banking and Research section covers: FINRA rule 5110 SEC rule 405 Regulation S NASD rule 2711 These sections are full of specific and detailed information that will be key to passing the Series 24 Exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answers, and that's another area where our guide stands out. Our test designers have provided scores of test questions that will prepare you for what to expect on the actual Series 24 Exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for our test preparation guides, and our Series 24 Exam Secrets Study Guide is no exception. It's an excellent investment in your future.
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Shipping & Returns
Shipping
We ship your order within 2–3 business days for USA deliveries and 5–8 business days for international shipments. Once your package has been dispatched from our warehouse, you'll receive an email confirmation with a tracking number, allowing you to track the status of your delivery.
Returns
To facilitate a smooth return process, a Return Authorization (RA) Number is required for all returns. Returns without a valid RA number will be declined and may incur additional fees. You can request an RA number within 15 days of the original delivery date. For more details, please refer to our Return & Refund Policy page.
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Warranty
We provide a 2-year limited warranty, from the date of purchase for all our products.
If you believe you have received a defective product, or are experiencing any problems with your product, please contact us.
This warranty strictly does not cover damages that arose from negligence, misuse, wear and tear, or not in accordance with product instructions (dropping the product, etc.).
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Your payment information is processed securely. We do not store credit card details nor have access to your credit card information.
We accept payments with :
Visa, MasterCard, American Express, Paypal, Shopify Payments, Shop Pay and more.